Beta Upsilon Chi

Results: 32



#Item
21Securities Exchange Act / SEC filings / Financial regulation / U.S. Securities and Exchange Commission / Government / Beta Upsilon Chi / Federal Rules of Civil Procedure / Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BYX Rule 11.21, entitled "Input of Accurate Information"

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Source URL: www.sec.gov

Language: English - Date: 2011-03-01 16:47:17
22Investment / Financial markets / NYSE Arca / Financial services / Order / Dark liquidity / New York Stock Exchange / BATS Global Markets / Beta Upsilon Chi / Economy of the United States / Financial economics / Stock market

Exhibit 5 to SR-BYX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 10:38:18
23Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / Beta Upsilon Chi / U.S. Securities and Exchange Commission / Securities regulation in the United States / Broker-dealer / United States securities law / Financial economics / Financial system

Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2010-10-15 10:12:39
24Rebate / Order / Stock market / Direct Edge / Beta Upsilon Chi

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]August 8, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-09 14:36:12
25Self-regulatory organizations / Finance / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Beta Upsilon Chi / Securities regulation in the United States / Broker-dealer / United States securities law / Financial economics / Financial system

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2010-09-20 17:27:08
26Stock market / Investment / Financial system / Financial Industry Regulatory Authority / Securities Exchange Act / Broker-dealer / Beta Upsilon Chi / Regulation NMS / Securities regulation in the United States / Financial economics / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]March 26, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-03-27 08:58:57
27Order / Beta Upsilon Chi / Market liquidity / Rebate / Business / Economics / Finance / Stock market / Financial markets / NYSE Arca

SR-BYX[removed]Exhibit 5 Page 36 of 38

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Source URL: www.sec.gov

Language: English - Date: 2014-04-15 09:22:26
28Investment / Financial system / Stock market / Financial Industry Regulatory Authority / Securities Exchange Act / Broker-dealer / Beta Upsilon Chi / Regulation NMS / Securities regulation in the United States / Financial economics / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 26, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-03-27 09:00:12
29ARCA / Order / Chicago Board Options Exchange / Direct Edge / Beta Upsilon Chi / Economy of the United States

Microsoft PowerPoint - Cyborg.pptx

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Source URL: maryam.ashoori.org

Language: English - Date: 2013-09-30 16:53:21
30Regulation NMS / Beta Upsilon Chi / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection with the Exchange’s Retail Price Improvement Program

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Source URL: www.sec.gov

Language: English - Date: 2014-01-07 17:58:16
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